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vik@agentarchitect.co

Built for regulated firms

Custom AI Systemsfor RIAs and wealth firms

Investment ops, compliance, client onboarding, deal flow tracking: the workflows that eat your ops team's hours. We architect agent systems that run them autonomously, on your infrastructure, with human escalation where fiduciary risk lives. No cloud lock-in. No audit gaps.

Claude Certified Architect
Anthropic Partner Network
Deployed on-prem and air-gapped environments
Zero data leaves your perimeter

Primary positioning: custom AI systems for finance firms. Supporting frames: investment operations infrastructure, compliance and audit-grade automation, and back-office systems that reduce drag on lean ops teams without a fund-wide platform replacement.

Always on
Runs without babysitting
Self-hosted
Your infra. Your data.
Human override
Judgment stays with your team
What you are actually buying
Compliance monitoring that flags what matters and logs everything, without a human scanning dashboards at 2 AM
Multi-step agent workflows: tool use, permission boundaries, retry logic, and audit trails baked in, not bolted on after the demo
Data pipelines that ingest fragmented sources, enrich against your reference data, and surface only what requires a decision
Human escalation paths that keep judgment with your team when the edge cases show up
What We Do

We design and deploy custom AI systems for the parts of a wealth firm that repeat every day

Three domains. One pattern: replace manual repetition with systems that escalate, log, and improve, without your team rewriting the rules every quarter.

Investment Ops Systems

Investment & Deal Operations

Aggregate, summarize, and route investment work without adding analysts.

We build agent systems that pull manager updates from across the inbox, draft IC and DD memos with cited sources, route deal flow to the right partner, and keep portfolio reporting current, without adding analyst headcount.

Built around your real data sources and IC workflow
Compliance & Onboarding

Client Onboarding & Compliance Workflows

Move clients from intake to fully onboarded faster, with cleaner records.

From client onboarding and KYC to Form ADV updates, marketing rule recordkeeping, custodian setup, and periodic review prep, we automate the regulated work that slows down RIAs and wealth firms, with audit trails baked in.

Connects custodians, CRMs, document systems, and your compliance archive
Operational Infrastructure

Back-Office & Operations Automation

Turn recurring operational drag into reliable, audited infrastructure.

We design systems for repetitive internal work (tax doc collection, custodian reconciliation, fund admin checks, billing, internal reporting, household ops), so your firm keeps moving even when your ops team is stretched.

Designed, deployed, and maintained for your team
How It Works

We turn repetitive investment and back-office work into reliable systems your team can actually use

This is a done-for-you engagement. We do the workflow design, system setup, implementation, and refinement, so you do not have to manage prompts, tools, vendors, and automation logic on your own.

01

Find the operational drag

We map where work gets stuck

We review your investment ops, client onboarding, compliance and recordkeeping, manager DD, and back-office admin to find the repetitive work slowing down your team.

02

Design the right system

We architect around your actual workflow

We design a custom AI system that fits your firm, your existing tools, and your team. That can include investment workflow agents, document and memo drafting, compliance recordkeeping, client onboarding flows, and internal ops support.

03

Deploy and refine

We launch it, train it, and keep it useful

We deploy the system on your infrastructure, connect the moving parts, test it against real workflows, and refine it so it becomes dependable operations infrastructure, not another unfinished experiment.

Who It's For

Best fit for finance firms where investment ops, compliance, and back-office work scale linearly with AUM

We are especially useful for RIAs and wealth firms with growing AUM and a lean ops team. These are the firms that cannot afford dropped client follow-up, audit-trail gaps, or senior partners burning hours on mechanical work.

Wealth firms

Investment ops, deal flow, manager DD, household coordination, and IR comms all compete for the same lean team.

We build agent systems for memo drafting, deal pipeline tracking, manager update aggregation, and household-level coordination, so principals get cleaner output and ops gets time back.

Registered Investment Advisors

Onboarding, ADV updates, marketing rule recordkeeping, custodian recon, and periodic review prep grow linearly with AUM.

We design compliance-aware workflows for client intake, recordkeeping, custodian operations, and review prep, with audit trails the CCO can defend.

Hedge funds & asset managers

Research, DD, IR/LP comms, and CCO oversight all need senior judgment, but most of the surrounding work is mechanical.

We build agent systems for research summarization with citations, DD memo drafting, LP communication workflows, and compliance monitoring, so judgment stays with the senior team.

Proof, without exposing client operations

The value shows up in cleaner audit trails, faster client onboarding, and less senior judgment burned on mechanical work

Below are live systems, not sanitized case studies with the sharp edges filed off. Each one runs continuously, handles failure, and ships real output daily.

Built around live regulated workflows, not generic AI demos
Designed for ops teams that need audit trails, not just productivity gains
Client systems stay private and on your infrastructure; lessons apply across the industry
Done-for-you AI systems

Stop duct-taping agents to broken workflows. Architect the system properly.

30 minutes. We map your highest-leverage workflows, show you where agents compound vs. where they just add surface area, and give you a clear build-or-not recommendation. No pitch deck.

vik@agentarchitect.coServing RIAs and wealth firms

Practical systems, clear thinking, and no DIY maze.

FAQ

Common questions from RIAs and wealth firms exploring AI systems

What kinds of AI systems do you build?

Mostly operational systems for investment ops, client onboarding, compliance and recordkeeping, manager DD, portfolio reporting, and back-office work. The exact setup depends on how your firm already runs.

Who is this best for?

RIAs and wealth firms with growing AUM and lean ops teams, where investment work, compliance, and client comms compete for the same small group of people.

Where does our data go? Is this on-prem?

Your data stays on your infrastructure. We deploy on-prem, in your VPC, or in air-gapped environments, whatever your custodian, IT, and CCO require. Zero data leaves your perimeter unless you explicitly route it.

Do we need to manage the tools ourselves?

No. This is done-for-you work. We design the system, deploy it on your infrastructure, and maintain it with you so your team is not left stitching together software on its own.

Is this just a chatbot?

No. The goal is operational improvement under audit, not a novelty widget. We build systems that move regulated work from first contact through documentation, escalation, and completion, with logs you can show a CCO or a regulator.

What's the typical engagement?

Discovery and a scoped initial build, then a monthly retainer for system operation, refinement, and new workflows. Pricing depends on scope and is walked through on the strategy call.